Rethinking Taxonomies: Skeletal Variation on the North Carolina Coastal Plain moreSoutheastern Archaeology 28(1), 2009 |
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RETHINKING TAXONOMIES:
SKELETAL VARIATION ON THE NORTH CAROLINA COASTAL PLAIN
Krishna Killgrove
The current archaeological model of cultural interaction on
the North Carolina Coastal Plain during the Late Woodland
period (A.D. 800-1650) divides the region into three groups
primarily on the basis of language and artifacts. Human
skeletal remains were brought into this ethnolinguistic model
in order to correlate the visual appearance of crania with
material culture, even though few of the skeletal populations
had been scientifically studied. In spite of mounting evidence
in the past decade of increased social complexity in the Late
Woodland, some researchers still attempt classification of
sites based on a checklist of characteristics. The present study
was undertaken in order to assess the current archaeological
model as it relates to human skeletal remains on the Coastal
Plain. Using biological distance statistics based on cranial
nonmetric (epigenetic) trait expression, biological interaction
among the xtarious native groups living along the North
Carolina Coastal Plain was investigated. Only one statisti-
cally significant difference was found among the thirteen
skeletal populations, thus hindering easy classification of
human skeletal remains into discrete populations. These
results indicate that a new model needs to be created to better
understand the spheres of interaction among the natives on
the North Carolina Coastal Plain.
The Coastal Plain of North Carolina was unique in
the Late Woodland period (A.D. 800-1650) because of
its location intermediate to the larger cultural and
political complexes to the north, west, and south, its
retention of material cultural traditions, and its
situation as a nexus of three major linguistic groups:
the Algonkian, Iroquoian, and Siouan language fami-
lies. In recent years, North Carolina archaeologists have
drawn from both primary and secondary sources of
native culture and language to create an ethnolinguistic
model that posits significant differences in both
material culture and skeletal biology coinciding with
linguistic groups during the Late Woodland. The
primary problem, however, with population history
based on archaeological remains in North Carolina is
that, until recently, studies of variation have been
outweighed by those that furthered the culture-history
model of prehistoric North Carolina. Lack of popula-
tion studies in the state's Coastal Plain has led
archaeologists to view material culture as intimately
linked to ethnohistoric and linguistic records of specific
Native American groups and further linked to skeletal
populations themselves. Archaeologists interested in
the prehistory of North Carolina have adopted a
tripartite division of native groups on the Coastal Plain
into Algonkian-, Iroquoian-, and Siouan-speaking
peoples based in large part on European travel diaries
describing language differences and on secondary
ethnolinguistic literature. Material culture such as
pottery and biological remains such as skeletons are
interpreted to fit this model. Skeletons, particularly
crania, are assumed to be morphologically representa-
tive of their "group." Algonkians are supposedly long-
headed and robust, while Siouans are short-headed
and more gracile. This model is not flawed in that no
physical differences exist among peoples of the Coastal
Plain; it is flawed in its assumption that simple
categorization of physical remains is possible based
on size and shape alone, without regard to the
biological diversity within and between populations.
David Phelps (1983) created three Late Woodland
phases along the North Carolina Coastal Plain in
response to a need for an archaeological model. Based
primarily on ceramics and ethnolinguistic boundaries,
this model has been extended to incorporate physical
remains without thorough examination of the skeletons"
by biological anthropologists. North Carolina archae-
ology literature is full of statements such as "long-
headed population," "robust Algonquian" (Loftfield
1990:119), and "gracile Siouan" (Coe et al. 1982). Phelps
(1983:15) even stated that one can "accurately re-
construct ... the physical type" of the Carolina
Algonkians based on the well-preserved skeletal
remains from the Baum (31CK9) site. In their analysis
of the Cold Morning (31NH28) site, Coe and coworkers
(1982) used metric techniques to compare crania from
this population with other regional samples taken by
Hrdlicka (1916) and Neumann (1952). They found that,
based on size, the Cold Morning crania were most
similar to an historic Siouan sample, even though
nearly eight centuries separated the individuals within
these sample populations.
There are obvious problems with applying historical
categories directly to prehistoric native populations,
especially when examining skeletal remains and
material culture that are up to 800 years older than
the earliest documents. Considerable biological chang-
es occur in populations in such a span of time as a
result of intermarriage, trade, and warfare, all of which
can affect the ability to neatly categorize cultures based
on material and skeletal remains. There are further
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SOUTHEASTERN ARCHAEOLOGY 28(1) SUMMER 2009
problems with attempting to correlate visual appear-
ances of skeletal remains and material culture in the
current model of North Carolina prehistory, as the size
and shape of an individual's cranium does not
necessarily dictate his placement in a cultural frame-
work, only in a morphological one.
A bioarchaeological analysis of crania from the
Coastal Plain was therefore undertaken in order to
clarify the role that skeletal remains should play in
archaeological reconstruction of the past. Bioarchaeo-
logical studies based on genetically linked traits have
previously been done to elucidate population dynamics
in the Southeast (e.g., Griffin 1989, 1993; Griffin et al.
2001; Kakaliouras 2003). Kakaliouras (2003) used dental
nonmetric data to examine differences among North
Carolina coastal populations but found no statistically
significant results. North Carolina archaeology can
benefit from biodistance studies because of the uncer-
tainty surrounding the role of physical remains in the
current archaeological model. Specifically, these stud-
ies are beneficial to the history of North Carolina
because of the gulf in cultural understanding between
native populations and the Europeans who first
chronicled their existence. The present study questions
the tripartite ethnolinguistic model by testing the
hypothesis that statistical analysis of nonmetric cranial
traits will show no differences among archaeological
populations, thereby falsifying the longstanding as-
sumption that populations can be classified based on
the shape and robusticity of their skulls. A revised
model of geographical interaction on the North
Carolina Coastal Plain during the Late Woodland
period, based on all available osteological evidence, is
provided to aid archaeologists and ethnohistorians in
assessing population relationships immediately prior
to European contact.
Prehistory and Archaeology of the North Carolina
Coastal Plain
Historically, the Coastal Plain had been the least
examined area of the state of North Carolina (Phelps
1983). Over the last several decades, the coastal region
has received more archaeological attention than any
other portion of the state; however, it is still the least
understood area on account of the changing environ-
ment, commercial development, and the salvage nature
of much archaeology in the region (Ward and Davis
1999).
The Coastal Plain of North Carolina comprises
approximately the eastern third of the state, mostly
land that is less than 120 m above sea level, including
numerous lakes, swamps, and sounds. At the begin-
ning of the Late Woodland period, around A.D. 800,
important changes in coastal native societies occurred
that affected diet and political organization. Horticul-
ture, particularly corn cultivation, emerged and inten-
sified throughout the period until first contact with
Europeans around A.D. 1650. Social complexity also
increased during the Late Woodland, as populations
centralized and clustered around sedentary villages,
ultimately leading to the ranked chiefdoms chronicled
by European observers. Archaeologically, this new
political organization can be seen from changes in
house and village structure, as well as in a new form of
mortuary behavior: the ossuary. This form of burial
existed in various regions of the United States during
the late precontact period, reaching as far west as the
Great Lakes. North Carolina is distinguished by having
some of the oldest known ossuaries and by its striking
variation in ossuary form (Curry 1999).
Three cultural groups have been posited along the
Coastal Plain based largely on language and ceramic
style: Algonkian, Iroquoian, and Siouan (see Figure 1).
Historical records note that the Carolina Algonkians,
the southernmost group that belonged to the Algon-
kian language family, extended from southeastern
Virginia to the northern Tidewater zone of North
Carolina. In the Late Woodland period, two phases
were established to describe the northern Coastal Plain:
The Carolina Algonkian phase is called Colington,
while the phase of the Tuscarora, Meherrin, and
Nottoway is called Cashie (Phelps 1983). Colington
phase social structure involved small, organized
chiefdoms and a relatively dispersed settlement pattern
(Feest 1978; Ward and Davis 1999). The Algonkians
engaged in fishing, corn cultivation, and hunting and
gathering (Feest 1978). Their pottery consisted mostly
of shell-tempered, fabric-impressed, or simple-stamped
globular pots (Feest 1978). Algonkian ossuaries are
usually situated near the edge of a village, include a
large number of individuals, and have few grave
artifacts (Loftfield 1990; Ward and Davis 1999).
The Iroquoian-speaking Tuscarora, Meherrin, and
Nottoway lay to the west of the Algonkians and to the
north of the Siouan speakers (Ward and Davis 1999).
Phelps (1983) suggests that the Algonkian and Iroquoi-
an groups were closely related culturally and possibly
originated from the same "protoculture," as there is
evidence of borrowing of words between the languag-
es, and pebble-tempered ware indicative of the
Iroquoian culture has been found in Algonkian
associations (Goddard 1978; Phelps 1983). The territory
of the Tuscarora extended from slightly south of the
Neuse River to the Roanoke River in North Carolina;
the Meherrin and Nottoway occupied the area from the
Roanoke River north to Virginia. Iroquoian groups
were organized into small villages within a larger tribal
society and included a dispersed settlement pattern
and seasonal villages (Boyce 1978). They were primar-
ily horticulturists who also relied on hunting and
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RETHINKING TAXONOMIES
31gk22
Wrat
baum
31crw
3INH28
'Cold Morning
Figure 1. Map of the Coastal Plain showing sites studied. Approximate language group boundaries in the Late Woodland are
indicated with dashed lines and labeled as noted in Phelps (1983).
gathering (Boyce 1978). Cashie phase burials involve
deposition of two to five individuals in secondary
burial, are often located within village boundaries, and
typically include marginella shells as grave goods
(Loftfield 1990; Phelps 1983; Ward and Davis 1999).
While the Colington and Cashie phases are pre-
sumed to be from the same protoculture, the southern
Coastal Plain is thought to have been Siouan territory at
least since the beginning of the Woodland period and
has been called the Oak Island or White Oak phase
(Phelps 1983). This phase extended from the Neuse
River south to Cape Fear and is best known for shell-
tempered ceramics and a marine-based diet (Ward and
Davis 1999). Burials in this phase are ossuaries
consisting of low sand burial mounds or ridges located
far from the village. The bones show some evidence of
burning, and there is a lack of contextual artifacts
(Loftfield 1990; Phelps 1983; Ward and Davis 1999). In
some areas, the White Oak and Colington phases
overlap; thus it is unclear how far south the Algonkian
language group extended or how far north the Siouan
speakers flourished (Ward and Davis 1999).
Classification is not as simple as the above descrip-
tions might imply. The western boundary of the
Algonkian groups was ever-moving, often inhabited
by Iroquoian-speaking natives throughout the years.
Even individual tribal boundaries are difficult to
determine, as allied groups were often counted as one
tribe by Europeans, and some groups were classified as
Algonkian based on characteristics other than lan-
guage, such as association with known Algonkian
groups (Feest 1978). Iroquoian villages formed alliances
with each other, causing European colonists to believe
these groups were more closely linked than they
actually were; however, the alliances only stayed
together while there was a common goal (Boyce
1978). Information on the Siouans on the Coastal Plain
is exceedingly meager, complicated by Algonkian
expansion southward into Virginia and North Carolina
(Speck 1935; Swanton 1946).
The Ethnolinguistic Model and North
Carolina Bioarchaeology
Historians and archaeologists have gathered infor-
mation from both primary and secondary sources to
form the current ethnolinguistic model of the Late
Woodland period of North Carolina history. Thomas
Hariot was one of the first Europeans to travel to the
southeastern United States and write about his expe-
riences. In 1590, Hariot visited Virginia and was
accompanied by John White, who made maps and
drawings of the Indian villages. A century later, John
Lawson traveled around North Carolina and made key
observations about the multitude of languages and
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SOUTHEASTERN ARCHAEOLOGY 28(1) SUMMER 2009
dialects among the Indians. Although historical lin-
guists (e.g., Goddard 1978) agree that three main
language groups (Algonkian, Iroquoian, and Siouan)
existed in North Carolina around the time of European
contact, the number of different, mutually unintelligi-
ble languages that existed within those groups is
unknown. It is also unclear whether differing languag-
es would have been a hindrance to forming relation-
ships, as Lawson notes that native people often learned
several different languages.
Based on both primary colonial linguistic accounts
(Hariot 1972 [1590]; Lawson 1967 [1709]) and on
secondary ethnohistorical treatises (Feest 1978; Mook
1944; Swanton 1946), archaeologists working with North
Carolina prehistory have continued to split the natives
living along the Coastal Plain in the Late Woodland
period into three cultural groups primarily on the basis
of the aforementioned linguistic differences, which
happen to correspond roughly to geographical areas:
the Algonkian speakers on the northern Coastal Plain,
the Iroquoian speakers on the inner Coastal Plain, and
the Siouan speakers on the southern Coastal Plain. In
spite of the evidence that significant trade networks
existed among these three areas (Phelps 1983), that
native people often spoke two or more languages
(Lawson 1967 [1709]), and that political interactions
were complex and not hindered by linguistic differences
(Loftfield 1990), archaeologists have persisted in com-
partmentalizing the Coastal Plain into three culturally
specific territories in which no significant interaction
took place to affect the cultural or biological develop-
ment of these linguistically defined populations (Phelps
1983; Ward and Davis 1999). Thus for a period of over
eight centuries, the ethnolinguistic model, projected
backward into prehistory, assumes that material culture
boundaries and linguistic boundaries were synonymous
and largely static.
Although early excavations of coastal North Carolina
ossuaries occurred in the 1960s, skeletal remains were
not brought into the ethnolinguistic model until the
1980s, when Joffre Coe and coworkers concluded that a
sample from the Cold Morning ossuary (31NH28) was
Siouan in morphology rather than Algonkian based on
their interpretation of comparative data from Hrdlicka
(1916) and Neumann (1952). Hrdlicka, in evaluating a
skeletal population from historic New Jersey, conclud-
ed that individuals from the northern and eastern
United States had longer (dolichocephalic) skulls than
those from the south and southeast (brachycephalic),
and that the Iroquoian and Algonkian skulls were
morphologically indistinguishable. Hrdlicka (1916:113)
was largely concerned with "types" or biological races,
and with the "admixture" between these so-called
races that was the result of variation brought into a
population by outsiders. In a similar fashion, Georg
Neumann (1952) developed a taxonomy comprising
eight different types of American Indians, all suppos-
edly varieties of the "subspecies" Homo sapiens asiati-
cms. By lumping the Algonkians and Iroquoians into
one group called the Lenapids and distinguishing them
from the Siouans, who were called Iswanids, Neumann
verified Hrdlicka's long-headed and short-headed
types. Neither Hrdlifka nor Neumann took into
account evolution, adaptation, the environment, or
change through time in explaining deviations from
their defined types (Kakaliouras 2003). True to his time,
Hrdlicka assumed, based on the concept of pure types,
that language, culture, and skeletal morphology could
be synonymous. In 1982, Coe and coworkers compared
a sample of crania from the Cold Morning site to
descriptions provided by Hrdlicka and Neumann of
the Siouan/Iswanids and Algonkian-Iroquoian/Lena-
pids. By using these categories, Coe and coworkers
validated Hrdlicka's and Neumann's assumption that
the differences in size and shape among the Siouans,
Algonkians, and Iroquoians resulted from variations in
linguistic and cultural affiliation. Other researchers
have fallen into the same typological trap. Langdon
(1995:369), investigating mostly northern Algonkian
and Iroquoian groups, notes that based on skeletal
metrics the Tuscarora in Virginia and North Carolina
experienced "average admixture" in deviating from
their types. Loftfield (1990), in writing about Algonkian
expansion along the North Carolina coast, notes that
burials often lack artifacts, thus preventing archaeolo-
gists from directly affiliating them with a cultural
group. However, he further states that "other aspects of
the cultures in the area, including . . . biological
attributes of the populations" can help in understand-
ing acculturation (1990:116). Loftfield, referencing Coe
et al. (1982), says that skeletons from Cold Morning
"are of a small gracile stature usually associated with
Siouan speaking populations in this region" (1990:117),
and that crania from two ossuaries at Camp Lejeune
(31ON309) "suggest a long-headed population . . .
typical of the robust Algonquian and Iroquoian
populations of northeastern coastal North Carolina"
(1990:119).
On account of the paucity of material artifacts often
associated with coastal ossuaries, it is unsurprising that
North Carolina archaeologists sought to include skel-
etal morphology in a comprehensive model of cultural
interaction in the Late Woodland. Although the
ethnolinguistic model has had fair success in helping
archaeologists categorize ceramic traditions and settle-
ment patterns, the inclusion of human skeletal remains
in the model resulted in the creation of typological
categories for classification of populations based on the
size and length of their skulls. This typological thinking
paints the natives as unchanging aggregates of people
rather than elucidating the processes and results of
population growth, horticultural intensification, ossu-
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RETHINKING TAXONOMIES
ary construction, and increased political organization
that occurred in the Late Woodland period. By pairing
language-culture groups with measurable skeletal
attributes, North Carolina archaeologists have in effect
validated the same connection that Hrdlicka made in
the early twentieth century. Archaeologists have
essentially conflated an understanding of cultural
interaction with an understanding of biological inter-
action. Whereas cultural interaction on the Coastal Plain
is better understood today because of models based on
archaeological remains, biological interaction is current-
ly poorly understood because of the mistaken assump-
tion that there is a necessary correlation among
language, material culture, and skeletal morphology.
The idea that "types" of people could be discerned
by a discrete set of biological and cultural traits was
popular in Hrdlicka's time but has been replaced in the
past several decades by the concept of populational
thinking, which "recognizes that all levels of biological
difference ... incorporate a range of variation, and no
single individual or set of individuals is likely to
possess the entire complement of traits" (Ubelaker
1989:132). Single individuals cannot represent a popu-
lation as fairly as a sample of 100 individuals, as only in
the aggregate can the range of variation of a population
be seen. A difference in cranial form does not
necessarily equal a difference in gene pool, and
certainly not a difference in culture. Ontogeny and
morphology of bones are affected by numerous
processes such as environment, diet, artificial defor-
mation, and gene flow. In order to understand
relationships among skeletal populations, and by
extension prehistoric North Carolina societies, it is
imperative to examine the biological interaction of the
Native Americans through genetically linked traits.
Population studies were obviously not the norm in
North Carolina bioarchaeology. Analysis of human
remains tended to be descriptive and focused on
anomalies or case studies, especially in regard to
paleopathology (Larsen 1997). In North Carolina,
studies involving the prevalence of treponemal disease
in the precontact period (Bogdan and Weaver 1989)
and studies dealing with health and status (Driscoll
1995; Kakaliouras 1997; Truesdell 1995) are as numer-
ous as population-based research (e.g., Griffin 1989,
1993; Griffin et al. 2001). Because many large skeletal
series have only been excavated in the past few
decades, however, prior analysis of skeletal material
was precluded until recent syntheses of the data
(Hutchinson 2002; Kakaliouras 2003).
The most important aspect of population studies in
bioarchaeology for the purposes of this paper is
biological distance. Biodistance is the measure of
similarity or divergence between two populations
(interpopulation) or subgroups within populations
(intrapopulation) on the basis of statistical analysis of
genetically linked trait manifestation. This theory
assumes a priori that populations that share more traits
are closer in ancestry than those that share fewer traits.
The technique of biological distance analysis allows
bioarchaeologists to control for both environmental and
cultural influences on bone to determine, based on
individual phenotypes, how much interaction occurred
among individuals in two or more burial populations.
The present study uses biological distance statistics to
model interaction among the various native groups
living along the North Carolina Coastal Plain through
analysis of cranial nonmetric (epigenetic) trait expres-
sion.
Materials and Methods
Biological Distance
In the 1960s, Berry and Berry (1967) examined
nonmetric traits (immeasurable variations of bone, such
as foramina and ossicles) and found that several of these
traits in the human cranium appeared to run in lineages.
They concluded that population relationships could be
inferred based on the prevalence of a variant trait within
a population. Because incidents of variant traits in two
populations probably reflect underlying genetic differ-
ences between those populations, nonmetric variation
can be used to differentiate or calculate the biological
distance between two populations. A major assumption
must be made in order to perform population distance
statistics: that gene flow is relatively consistent. That is,
any change in the gene pool would affect phenotypic
expression of traits (Griffin 1993). If the change in the
gene pool is small, then the biological distance is low. If
there are numerous significant changes, biological
distance is assumed to be great.
Biodistance studies based on nonmetric variation
depend on traits that are largely under genetic control,
are minimally affected by diet or the environment, can
be scored reliably, and are independent of one another
such that they can provide statistically valid information
on biological distance (Griffin 1993; Molto 1983; Rdsing
1984). Although Berry and Berry concluded that sex and
age differences only minimally affected nonmetric trait
manifestation, other researchers found significant inter-
sex (Corruccini 1974; Griineberg 1952) and age (Molto
1983; Ossenberg 1969) variation in frequencies of
expression. These issues will be discussed briefly below
in specific connection with the present study.
Sample Selection
Eleven archaeological sites from the Coastal Plain of
North Carolina and two sites from the inner coastal
area of Virginia were examined for this study (Fig-
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SOUTHEASTERN ARCHAEOLOGY 28(1) SUMMER 2009
Table 1. Sites used in this research.
Attribution Site Name Date (A.D.) Sample size Reference
Algonkian 31CK9 Baum c. 1500 90 Hutchinson 2002
31CK22 West 800-1650 26 Hutchinson 2002
31CR86 Garbacon Creek c. 1300 Kakaliouras 1997
31CR218 Broad Reach* _ _ _ L 1168b 37 Driscoll and Weaver 2000
31ON305 Flynf 1361b 18 Bogdan and Weaver 1989
31ON309 Jarretts Point" 1368b 37 Loftfield and McCall 1986
Iroquoian 31BR5 Sans Souci 800-1650 13 . Hutchinson 2002
31BR7 Jordan's Landing 1425 12 Hutchinson 2002
44HA65 Abbyville 800-1650 16 Wells 2001
44SN22 Hand 1605 16 Smith 1984
Siouan 31BW67 McFayden c. 1100 15 Driscoll and Weaver 2000
31NH28 Cold Morning Hoiloweli" 984b 18 Driscoll and Weaver 2000
Unaffiliated 31C05 800-1650 27 Hutchinson 2002
Total sample 357
"Sites with evidence of more than one cultural affiliation.
bUC intercept dates courtesy Mark Mathis (April 2002).
ure 1). The majority of the material resulted from
ossuary burials, as this type of interment was the most
common form of burial on the North Carolina Coastal
Plain during the Late Woodland (Mathis 1993; Phelps
1983).
The ossuary from an archaeological site was chosen
as the unit of analysis because of the assumption of the
ethnolinguistic model that one can distinguish the
linguistic group of a population based solely on the
morphology of the skulls. Populations for this study
were initially chosen based on minimum number of
individuals present in the collection and ease of access
to the remains. When collections from East Carolina
University, Wake Forest University, and UNC Chapel
Hill were exhausted, further skeletal samples were
added from the National Museum of Natural History
and the North Carolina Office of State Archaeology. As
a result, all Late Woodland ossuaries along the North
Carolina Coastal Plain with a iriinirnurn number of
individuals greater than ten were examined for this
study. Two Virginia skeletal samples were added later
to increase the sample size from the inner plain. All
adult individuals with cranial remains were examined.
Table 1 presents the sites used in this research along
with supposed linguistic affiliation based on published
archaeological studies and personal communication
with Mark Mathis (2002). The date of many of the sites
can only be placed within the Late Woodland time
period, although 14C intercept dates are available for
four of the sites. Algonkian or outer coastal sites
include Baum (31CK9), West (31CK22), Garbacon
Creek (31CR86), Broad Reach (31CR218), Flynt
(31ON305), and Jarretts Point (31ON309); Iroquoian
or inner coastal sites include Sans Souci (31BR5) and
Jordan's Landing (31BR7) in North Carolina and
Abbyville (44HA65) and Hand (44SN22) in Virginia;
and Siouan or southern coastal sites include McFayden
(31BW67) and Cold Morning (31NH28). These linguis-
tic labels are retained throughout the data analysis
because, as mentioned, it is supposed to be possible to
distinguish crania on the basis of size and shape into
one of the groups.
Data Collection and Analysis
Nonmetric traits were selected for use in this study
primarily because the samples at hand came from
secondary interment in archaeological contexts. Where-
as some researchers have used upwards of thirty
nonmetric variants in biodistance studies (Berry and
Berry 1967), others have discovered valid relationships
using as few as eleven nonmetric traits (Buikstra 1976).
For this study, the 25 nonmetric cranial traits listed in
Table 2, mostly sutures, ossicles, and foramina, were
selected based on the ease of recording and complete-
ness of description in nonmetric trait literature.
Issues with nonmetric trait analysis were taken into
account and controlled for, including bilaterality of
traits, age and sex effects on trait correlation, observer
error, and low trait frequency. Bilaterality of traits was
not taken into account when noting presence of a trait.
This technique has been used varyingly in biological
distance studies, although most studies score simply
"presence" and "absence" without regard to which side
expresses the trait (Buikstra 1972; Saunders 1989; Suchey
1975). The problem with the "total side frequency" is
that it is more realistic to think of individuals as part of a
population rather than sides of a cranium, and this
method exaggerates sample size while lending redun-
dant information to the analysis (Griffin 1993). Three
different coefficients (x2, <P, Xb) for trait associations were
performed to determine sex bias of nonmetric traits.
Only gonial eversion was eliminated due to sex bias
based on moderate relationships among all three
coefficients. Intraobserver error was tested at the end
of the data collection period per Nichol and Turner
(1986) by comparing an original sample from different
populations with the final data collection, performed
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RETHINKING TAXONOMIES
Table 2. Nonmetric trait descriptions.
Trait no. Trait All I1**. Abbreviation Reference
• 1 Infraorbital suture 15 Molto 1983
2 Extra infraorbital foramen Kennedy 1981
3 Multiple zygomaticofacial toramen MZr Kennedy 1981
4 Os japonicum O) Kennedy 1*>81
Supraorbital foramen bf Berry and Berry 1967
6 supraorbital notch bN Berry and Berry 1%7
7 o O meiopic suiure presenr wep perry ana perry ito/
v-oronai ossicle \JJ Berry ana berry 196/
Q Drti^Tnaiic Dune RR perry ana Deny i to/
10 rkigiixdj Done JIJ Nenneuy 170 J
11 Parietal foramen r>r rr (Jerry and Berry 196/
1 T \1 rienomc osstcie Berry ana oerry itd/
rviasioia roramen exTrasuTurai Kerry ana oerry ivd/
1 A 14 Mastoid foramen absent MrA Berry and Berry 1967
1 c 15 Parietal notch ossicle rNU Berry and Berry 1967
16 Occipitomastoid ossicle ml OO Molto 1983
17 Asterionic ossicle AO Berry and Berry 1967
18 Lambdic ossicle LO Berry and Berry 1967
19 Os inca Ol Kennedy 1981
20 Lambdoid suture ossicle LSO Berry and Berry 1967
21 Highest nuchal line present HNL Berry and Berry 1967
22 Divided hypoglossal canal DHC Berry and Berry 1967
23 Condylar facet double CFD Berry and Berry 1967
24 Mental foramen multiple MFM Kennedy 1981
25 Gonial eversion GE Lane and Subiett 1972
several months after the sample collection. One trait,
highest nuchal line, had an error of over 20 percent and
was eliminated from subsequent analysis. Finally,
standard data reduction techniques were employed to
eliminate rare traits with low incidences in pairwise
population comparisons. Sjovold (1977) suggests that
removing traits with no significant differences in
pairwise comparisons eliminates background noise that
can confound a biodistance analysis. Ten traits were
found to have no significant %2 results and were thus
eliminated from the analysis: os japonicum, supraorbital
foramen, metopic suture present, pterionic ossicle,
mastoid foramen absent, parietal notch ossicle, lambdic
ossicle, os inca, condylar facet double, and mental
foramen multiple. In all, 13 traits contribute to the
calculation of biological distance in this study, and trait
frequencies are presented in Table 3.
C. A. B. Smith's (1972) mean measure of divergence
(MMD) statistic has been used by several researchers
and remains the most widely used statistic in evaluat-
ing biological distance (e.g., Griffin 1993; Griffin et al.
2001; Kakaliouras 2003; Molto 1983; Sjavold 1973,1977).
In contrast to using single traits to evaluate population
distance (univariate statistics), the MMD is calculated
by adding the squared differences between variables of
two populations (multivariate statistics). When two
populations are different, we would expect a large
MMD value, what is termed "biological distance,"
referring to Euclidean distance. Smith's MMD includes
an angular transformation for trait frequencies for each
population, which helps prevent sampling error from
distorting the biodistance statistic. With the MMD, it is
also necessary to correct for small sample sizes and low
trait frequencies by using another transformation, that
of Freeman and Tukey (1950), which allows samples of
archaeological populations as small as n = 10 (Green
and Suchey 1976).
The MMD statistic used in this study is as follows:
MMD =
in which r is the number of traits used, On and &2i are
the transformed frequencies in radians of the |- trait in
the comparison groups, and tin and n2i are the numbers
of individuals who are scored for the ith trait in the
group.
Freeman and Tukey's angular transformation is as
follows:
0 = isin"1
1 -
2k
1 .
+ rSin
n + \J 2
-l
1
2(k + I)'
* + 1
in which k is the number of individuals scored as
"yes," and n is the total number of individuals scored
in the population (i.e., scored as either "yes" or "no").
Finally, the variance and standard deviation of the
MMD are calculated using the following formulae
based on Sofaer et al. (1986):
Varum
i
+
+
i
According to Sjavold (1977), when the MMD is equal
to or greater than twice the amount of the standard
93
SOUTHEASTERN ARCHAEOLOGY 28(1) SUMMER 2009
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deviation, the value is significant at the p ^ 0.05 level.
Negative MMD values are an artificial byproduct of the
Freeman and Tukey transformation and occur when two
samples are closely associated or when the sample
population is too small (Turner and Bird 1981). For this
analysis, both MMD and standardized MMD were
calculated and are presented in Table 4. The latter value
can be obtained by dividing the MMD by the standard
deviation and helps eliminate differences in variance
caused by different sample sizes (Sofaer et al. 1986).
Two methods are commonly used to represent
biodistance graphically and to elucidate the underlying
structure of the data: cluster analysis and multidimen-
sional scaling (Griffin 1993). Cluster analysis (Ward's
minimum variance [1963]) serves to demonstrate
population affinity by organizing similar sites into
groups. Using the arcsine-transformed trait prevalence
rates (0 values) mentioned above, groups are formed
based on agglomeration. Theta values are used in
cluster analysis instead of raw MMD data because a
distance matrix is unnecessary for clustering. Cluster
analysis is best used to group data, and the theta values
are the end result of multivariate statistics that produce
one value by which to compare one population to
another. Clustering is used in this study not as a test of
statistical significance but rather as a way to under-
stand groupings of the data that are not obvious in the
MMD.
Multidimensional scaling (MDS) has also been used
by researchers to study biodistance relationships by
attempting to position populations, in this case based on
the standardized MMD dissimilarity matrix, in two- or
three-dimensional space. Suchey (1975) and Molto
(1983) found that MDS was valuable to the interpreta-
tion of their data, although other researchers have found
mixed results in utility (e.g., Kakaliouras 2003). MDS can
reveal correlations between MMD and factors such as
geography and time. In this study, the majority of the
standardized MMD values are negative (Table 4), and
most of the positive values are very small. This
dissimilarity matrix results in an MDS graph in which
most of the sites cluster tightly around zero. MDS is not a
test of statistical significance but rather an interpretive
method used to better understand the data at hand.
Because an MDS graph of these data contributes no
interpretive value to this study, it is not included here.
Rather, cluster analysis alone is used to represent the
data visually and to help display relationships among
these archaeological populations.
Results
The mean measure of divergence statistic was
calculated from nonmetric trait data to test two
hypotheses: First, that there is no biological information
94
RETHINKING TAXONOMIES
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to support a tripartite linguistic taxonomy of archaeo-
logical sites, and second, that so-called border sites that
are difficult to type archaeologically can be clarified
based on MMD data.
When the MMD statistics for all possible combina-
tions of the 13 archaeological populations were tabulat-
ed (Table 4), only one statistically significant measure of
divergence was obtained, between Abbyville (44HA65)
and Baum (31CK9). The first hypothesis is thus
supported by the paucity of statistically significant
biological distances among the populations that archae-
ologists have delineated on the North Carolina Coastal
Plain. Abbyville and Baum are separated by nearly
200 miles, and Abbyville is located in the Virginia
Piedmont rather than the North Carolina Coastal Plain.
The statistically significant MMD between these two
populations indicates there was little biological interac-
tion between these people and little to no gene flow.
In order to further examine the distance data
generated by the MMD statistic, a cluster analysis
graph was created from theta values. Figure 2, a cluster
graph based on individual archaeological populations,
shows three major groups that roughly correlate with
geographic proximity to one another. In reading the
cluster graph from top to bottom, the first group
includes the two southernmost coastal sites, McFayden
and Cold Morning, which appear to be different from
the remainder of the sites, as they cluster very late. The
middle cluster includes mostly northern coastal sites
(West Baum, and Garbacon Creek) in addition to an
inner coastal site (Sans Souci) and two more southern
coastal sites (Jarretts Point and Broad Reach). Jarretts
Point has a mixture of archaeological traits that led
archaeologists to posit either Algonkian or Iroquoian
31NH28
31BW67
31CR218
31ON309
31CK9
31CR86
31CK22
31BR5
31ON305
44HA65
31C05
44SN22
31BR7
v
Distances
Figure 2. Cluster analysis based on archaeological population
distance. The three groups in this cluster diagram roughly
correspond to geography: southern coast (top), northern coast
(middle), and inner Coastal Plain (bottom).
95
SOUTHEASTERN ARCHAEOLOGY 28(1) SUMMER 2009
affiliation (Loftfield and McCall 1986), and Broad
Reach is a mixture of Algonkian and Siouan character-
istics (Mathis 1993). Sans Souci remains unpublished,
having been excavated by amateur archaeologists in
the 1970s (Hutchinson 2002), and the limited informa-
tion available indicates Tuscarora-style pottery. This
clustering indicates a closer biological distance between
the geographically proximal sites of Jarretts Point and
Broad Reach and a relationship with the three northern
coastal sites. The geographic proximity of these sites
and their clustering as a group lends support to the
idea that these populations shared more than just
material culture. The bottom cluster consists of interior
sites (Jordan's Landing, Hollowell, Hand, and Abby-
ville) plus the coastal site of Flynt. These sites are all
thought to be Iroquoian, except Flynt. The Flynt site is
generally assumed to be an Algonkian ossuary, yet the
site yielded ceramic evidence pointing to Iroquoian
influence (Bogdan and Weaver 1989). Flynt's small
biological distance with the interior coastal sites
indicates a genetic relationship among these five
populations. Cluster analysis shows that, even in the
absence of statistically significant distance relation-
ships, there is an underlying structure to the distance
data, one that roughly corresponds with geographic
areas of the Coastal Plain.
There are several so-called border sites from the Late
Woodland that included archaeological evidence of
more than one cultural affiliation. Hollowell, Flynt, and
Jarretts Point all presented Algonkian and Iroquoian
elements, and Broad Reach had elements of Algonkian
and Siouan type ceramics and burial styles. In the
absence of clear archaeological evidence, the MMD
statistics and data visualization can theoretically aid in
relating these sites osteologically to other archaeolog-
ical populations. The MMD statistic does not defini-
tively position any of the border sites with respect to
any other population, indicating that these sites are not
significantly biologically different from other popula-
tions. Cluster analysis using theta values (Figure 2),
however, groups Hollowell and Flynt with interior
sites and groups Jarretts Point and Broad Reach with
northern coastal sites.
In this case, the cluster analysis of theta values was
quite useful in helping to clarify a largely insignificant
and negative MMD matrix. The MMD data indicate
that populations on the North Carolina Coastal Plain
were, for the most part, sharing genetic material,
resulting in very close biological distances among the
13 populations examined. Cluster analysis, however,
revealed a geographic dimension to the data. It would
appear that there could be some skeletal basis to the
current culture-history model, likely the result of
geographic proximity between breeding populations.
Nevertheless, it remains difficult to statistically differ-
entiate Native American populations on the Coastal
Plain prior to Contact. Without tighter chronological
control, we cannot fully understand the complexity of
border sites or track population changes during the
Late Woodland period.
Discussion
The lack of biological diversity shown in the
between-sites MMD statistic could be predicted for
populations inhabiting the North Carolina Coastal
Plain during the Late Woodland period. The Late
Woodland spans a time period from A.D. 800 to
contact-approximately A.D. 1650 in this area of the
country. It is highly unlikely that no interaction
between cultural groups occurred during this 800-year
period, in spite of any language barriers that may have
existed. Pairings between people of different popula-
tions are likely to have happened, resulting in gene
flow across populations.
The ethnolinguistic model of North Carolina prehis-
tory was developed partly as a way to classify
archaeological sites on the basis of language, artifacts,
and skeletons. In spite of mounting evidence in the past
decade of social interconnections on the Coastal Plain
in the Late Woodland, some researchers still attempt
classification of sites based on a checklist of character-
istics. In addition to the present report, however, two
other studies have recently called into question the
function of language as a cultural barrier. Joseph
Herbert's (2003) dissertation on ceramics in coastal
North Carolina covers an impressive time frame, from
2000 B.C. to A.D. 1600, a span that includes the Late
Woodland period. In this work, he reexamined the
canonical pottery types on the coast, specifically the
attribute sets that supposedly distinguish traditions of
pottery making in specific areas in specific time
periods. Variation of pottery types in time and space
was thought to represent different ethnic groups,
whereas homogeneous styles supposedly indicated a
homogeneous culture. Herbert found, however, that
the distribution of ceramic series crosscut ethnic and
linguistic subgroups, leading him to conclude that
diffusion of different ceramic technologies was a
method to mitigate risk in areas of low population
density and high residential mobility.
Ann Kakaliouras's (2003) dissertation on biological
distance on the North Carolina Coastal Plain based on
nonmetric dental traits also reevaluated the accepted
model of population interaction in the Late Woodland in
order to refute the previously assumed connection
between skeletal morphology and linguistic affiliation.
Using a similar MMD calculation, she found no
significant divergence among any of the dental popula-
tions she examined, most of which overlap with the
populations assessed in the current study. Cluster
96
RETHINKING TAXONOMIES
analysis (Kakaliouras 2003:126) found three main
groups: outer coastal, southern coastal, and inner coastal
populations. Kakaliouras's further analysis of these
groups, however, indicated that not all sites clustered
based on geographical location. Hollowell, on the inner
coast, clustered with West, an outer coastal site; two of
the Baum ossuaries from the outer coast clustered with
Jordan's Landing and Sans Souci of the inner coast
(Kakaliouras 2003:127). Cluster analysis from the pre-
sent study (Figure 2) articulates well with Kakaliouras's
site cluster (2003:126) based on dental data, and MMD
statistics from both studies show few statistically
significant differences among the populations at hand.
Nonmetric trait variation can distinguish between
closely related groups of individuals, so it is not always
straightforward to dismiss the lack of variation. Possi-
bilities for lack of significant results include biases to the
biodistance statistic based on the sample size of
archaeological populations and the representativeness
of the samples. Four populations (31BR5, 31NH28,
31C05, 31ON309) consistently yielded negative MMD
values, which can indicate that populations were very
close biologically or that the sample sizes were too small.
The numbers of individuals examined from these four
populations were not the smallest samples in the study,
however, ranging from 13 to 37 individuals, and the trait
frequencies for these populations vary considerably. A
statistically valid MMD value was also found when
comparing Baum with Abbyville (n = 16). It is likely,
however, that for these North Carolina populations
sample size does not matter as much as consistency and
preservation of the available sample.1 The Baum site
(31CK9), for instance, is unique on the North Carolina
coast in that it is a large, well-preserved collection of
individuals who were most likely interred in a short time
period. These crania were excellently preserved, result-
ing in more definitive observations of nonmetric traits
and fewer instances of coding individual traits as
indeterminate. One of the strengths of nonmetric trait
analysis is that it can be performed on incomplete crania
such as are often found at archaeological sites. If the
number of individuals examined for a single trait is very
small, however, consistency of the sample must be
questioned. The implication of this lack of cohesiveness
and smallness of size in archaeological samples is that we
must be careful in performing statistical analyses to take
into account all factors that could influence a sample.
Based on the cranial and dental nonmetric analysis,
there are two potential explanations for the lack of
biological distance among the three ethnohistoric
cultural groups. First, it is possible that the groups
were never very different to begin with. Even if the
tripartite division of the North Carolina Coastal Plain
was perceived at Contact, the differences that Europe-
ans saw could have been the result of centuries of
cultural and biological changes during and after the
Late Woodland. Second, if there were three groups of
Native Americans living in the North Carolina Coastal
Plain during the Late Woodland, it is probable that
gene flow was significant and was not hindered by
linguistic or cultural differences.
Conclusions
Statistical analysis is a better way to discover
associations among groups than merely visually exam-
ining a few specimens from each archaeological popu-
lation. The limitations of this method due to sample size
and continuity should not discourage further statistical
analysis of skeletal data from North Carolina. The mean
measure of divergence statistic amalgamates data on
intrapopulation variation and, through multivariate
statistical techniques, estimates the similarity of pairs
of populations. The fact that some archaeological sites
have too small a sample size or continuity to obtain
significantly different MMD values serves as further
warning to anyone who would classify populations
based in whole or in part on skeletal remains. If an entire
population is too small to calculate a statistically
significant MMD, choosing one individual as a repre-
sentative of that population is statistically invalid. In the
past, archaeologists have avoided the sample size
problem by collecting populations into cultural groups
and then attempting to select one "type skull." While
cluster analysis suggests that there might be a relation-
ship between geographical location of a site and the
biology of its population, only one statistically signifi-
cant result was obtained from cranial data for distance.
The Late Woodland period in North Carolina was
important for the changes in diet and political organi-
zation that took place at the beginning and for the
changes that colonization brought at the end. During
these eight centuries, variations in ceramic technique,
architectural style, and burial program have been noted
by archaeologists, and linguistic differences noted at
Contact have been inferred for prehistory. Yet the
Coastal Plain of North Carolina defies easy partitioning
into closed cultural areas based on any combination of
language, artifacts, and skeletal morphology. Disparate
groups may have existed but interacted with one
another, as shown in this study by the general lack of
biological distance among skeletal remains. The future
focus in this interesting and complicated time period in
North Carolina prehistory should be on understanding
the spheres of interaction among Native Americans.
Note
Acknowledgments. This paper is based on work done for my
master's thesis at East Carolina University. My thanks go to
97
SOUTHEASTERN ARCHAEOLOGY 28(1) SUMMER 2009
my committee members, Dale Hutchinson, Clark Larsen,
Randy Daniel, and David Griffith, for their help during
the research and writing of the thesis. For their willingness
to let me examine physical remains in their collections, I
thank David Hunt, David Weaver, Steve Davis, Billy Oliver,
Scott Brewer, Rick Richardson, and Mark Mathis. This paper
was greatly improved by discussions about biodistance
and statistics with Ann Kakaliouras, Patrick Reynolds, Cory
Yemen, and Leslie Eaton. Patrick Reynolds wrote the
software to calculate the chi-square and MMD statistics
used in this work and created the map of North Carolina
as well. Numerous people have read and commented on
this work, including Dale Hutchinson, Patrick Reynolds,
and two anonymous reviewers, and I have appreciated
their suggestions. Any errors in the work are, of course, my
own.
'interestingly, when 10 additional skeletons from Broad
Reach were analyzed by the author in July 2008 and added to
the 2002 data, a previously significant MMD result between
Broad Reach and Baum was rendered insignificant. The issue
of small sample size is important in biodistance studies, but
adding further skeletons will not necessarily indicate more
differences among populations. The osteological record is
neither a perfect cross-section nor the entirety of a once-living
people, and the skeletons analyzed from each archaeological
population may not be a representative sample of the Native
American group that buried them. Each new cranium and its
unique array of nonmetric traits, therefore, has the potential
to change the MMD matrix, allowing us to understand more
about the distribution of epigenetic traits in the archaeological
population.
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